GRIFFIN, Circuit Judge.
In this action brought pursuant to 42 U.S.C. § 1983, plaintiffs, former county administrators of elections from eight counties in Tennessee, allege that following the 2008 statewide elections and a shift in the controlling political party in the state assembly, they were ousted from their positions by the defendants, county election commissioners, because of their actual or perceived political party affiliation, in violation of their First and Fourteenth Amendment rights of freedom of speech and equal protection. Plaintiffs sued defendants in their individual and official capacities, seeking monetary damages and declaratory and injunctive relief.
In a series of rulings, the district court winnowed plaintiffs' claims down to one: a Section 1983 claim for declaratory or injunctive relief against defendants in their official capacities as election commissioners. The parties and the district court agreed that the common and controlling issue was whether the statutory position of county administrator of elections in Tennessee is lawfully subject to patronage dismissal under Elrod v. Burns, 427 U.S. 347, 96 S.Ct. 2673, 49 L.Ed.2d 547 (1976), and Branti v. Finkel, 445 U.S. 507, 100 S.Ct. 1287, 63 L.Ed.2d 574 (1980). The district court answered this question in the affirmative, examining the inherent duties of county election administrator in the context of the categorical criteria of McCloud v. Testa, 97 F.3d 1536 (6th Cir.1996). The court therefore granted defendants' motions to dismiss and/or for summary judgment and entered a final judgment in favor of all defendants. Plaintiffs now appeal. For the reasons that follow, we affirm.
The eight plaintiffs in this case all served as county election administrators for their respective counties in Tennessee. The district court accurately described the statutory hierarchy of state and county election officials created by the Tennessee legislature, of which the county election administrators are a part:
(Emphasis added.)
As these statutes reflect, in Tennessee the state legislature has established a system wherein the majority party has control of the state and county election commissions. Membership on these commissions is based explicitly on political party affiliation. The county commissions in turn appoint a county election administrator to assist in running the elections.
In the 2008 election, the majority and minority parties of the Tennessee General Assembly flipped, with the Republican Party taking control of each house. This change of party control in the state government ushered in changes in the offices of Secretary of State, the state election coordinator, the state election commission, and all of the local election commissions serving in each county. Following the 2008 election, defendants — county election commissioners who represented the majority Republican Party — terminated plaintiffs' employment as election administrators, allegedly appointing in their stead members or supporters of the Republican Party.
In July 2009, eight former county election administrators filed this lawsuit against defendants, asserting that the political partisanship mandated by statute for the state and county election commissions could not be applied constitutionally to any decisions to retain, reappoint, or appoint the administrators. Plaintiffs alleged, in pertinent part, that they were county employees and that "[a]dministrators of elections are ministerial officers who make no policy, enjoy limited discretionary authority, exercise no ultimate budgetary authority, and are expected to perform all duties of the office with political impartiality." Plaintiffs stated that in December 2008, after the election, "the House Republican Caucus Whip and member of the Tennessee Republican Party State Executive Committee, published a memo to elected Republican members of the Tennessee legislature setting forth a requirement that an individual be a `bona fide Republican' for appointment to positions such as election commissions." Plaintiffs further alleged that prior to each defendant's appointment as a county election commissioner, "[d]efendants met with members and officials of the state and county Republican Party and certain elected
The original complaint asserted, inter alia, violations of plaintiffs' rights to freedom of speech and equal protection under the First and Fourteenth Amendments of the United States Constitution and 42 U.S.C. § 1983. Plaintiffs sought monetary damages and declaratory and injunctive relief against defendants in their official and individual capacities.
The case progressed and, as the result of the issuance of several orders granting in part defendants' motions to dismiss, the district court narrowed plaintiffs' action down to the § 1983 claim for declaratory and injunctive relief against all defendants in their official capacities. The court dismissed the claimed violations of state law and found that defendants, as state officials, were not liable for monetary damages in either their official or individual capacities. The district court also dismissed plaintiffs' claims for injunctive and declaratory relief against defendants in their individual capacities.
Subsequently, following discovery, defendants filed additional motions for summary judgment and/or motions to dismiss. Acknowledging that a common question in each of these motions was whether the position of administrator of elections is a patronage position, and that resolution of this issue could be outcome determinative as to many of the motions and serve as a basis for an interlocutory appeal, the district court held a status conference with the parties at their request and indicated that in an effort to streamline matters, it would issue an opinion on the patronage question. On February 21, 2013, the court issued its decision on this point, holding that plaintiffs' positions were subject to patronage dismissal, thereby foreclosing plaintiffs' § 1983 constitutional claims.
The parties jointly moved the district court to alter or amend its order for the purpose of permitting an interlocutory appeal. The district court granted the motion to certify its order for immediate appeal, but this court denied the ensuing interlocutory appeal by the parties. The parties, having agreed that the political patronage issue as previously determined by the district court was dispositive of the case, then filed a joint motion for entry of final judgment. Accordingly, on February 20, 2014, the district court entered a final order and judgment granting defendants' motions to dismiss or for summary judgment for the reasons set forth in its patronage-issue opinion, denying as moot the motions to the extent that they raised alternative grounds for dismissal, and dismissing the case with prejudice. Plaintiffs now timely appeal.
In order to prevail on their § 1983 claims, plaintiffs must prove that defendants deprived them of their rights guaranteed by the Constitution while acting
We review the district court's grant of summary judgment de novo. Seeger v. Cincinnati Bell Tel. Co., LLC, 681 F.3d 274, 281 (6th Cir.2012). "Whether political affiliation is an appropriate consideration for a government position is a question of law." Sowards v. Loudon Cnty., 203 F.3d 426, 435 (6th Cir.2000). "[I]f, as a matter of law, the inherent duties of [a government employee] are political in character, patronage considerations may justifiably influence or control the [employment action], and any claim initiated under 42 U.S.C. § 1983 by a former [employee] for alleged patronage discharge is nonviable as a matter of law." Mumford v. Basinski, 105 F.3d 264, 271-72 (6th Cir.1997). "[T]he issue on summary judgment is whether [d]efendants have established that no genuine factual issue exists as to whether political affiliation may appropriately be considered with respect to the position in question." Feeney v. Shipley, 164 F.3d 311, 314 (6th Cir.1999) (internal quotation marks omitted).
It is well established that patronage dismissals of public employees based upon political beliefs or affiliations are generally prohibited as violative of the employees' First Amendment freedoms of political belief and association. Elrod, 427 U.S. at 356-57, 96 S.Ct. 2673.
This dichotomy is not easy to discern. "While nonpolicymaking individuals usually have limited responsibility, that is not to say that one with a number of responsibilities is necessarily in a policymaking position." Id. at 367, 96 S.Ct. 2673. Moreover, "[i]t is equally clear that party affiliation is not necessarily relevant to every policymaking or confidential position." Branti, 445 U.S. at 518, 100 S.Ct. 1287. "In determining whether an employee occupies a policymaking position, consideration would also be given to whether the employee acts as an adviser or formulates plans for the implementation of broad goals." Elrod, 427 U.S. at 368, 96 S.Ct. 2673. In short, "[t]he nature of the responsibilities is critical" and requires a case-by-case analysis to determine whether
"[T]he ultimate inquiry is not whether the label `policymaker' or `confidential' fits a particular position; rather, the question is whether the hiring authority can demonstrate that party affiliation is an appropriate requirement for the effective performance of the public office involved." Branti, 445 U.S. at 518, 100 S.Ct. 1287. This test requires the courts to look beyond the mere job title and examine the inherent duties of the position at issue and the duties that the new position-holder will perform. Lane, 490 F.3d at 419; Baker v. Hadley, 167 F.3d 1014, 1018 (6th Cir.1999).
Our court has identified four categories of positions that fall with reasonable certainty under the so-called "Elrod-Branti exception" to the prohibition on patronage dismissal:
Sowards, 203 F.3d at 435-36 (quoting McCloud, 97 F.3d at 1557) (internal citation omitted).
The Elrod-Branti exception "is to be construed broadly, so as presumptively
"`Government officials may... terminate at-will relationships ... without cause; but it does not follow that this discretion can be exercised to impose conditions on expressing, or not expressing, specific political views.'" Lane, 490 F.3d at 419 (quoting O'Hare Truck Serv., Inc. v. City of Northlake, 518 U.S. 712, 725-26, 116 S.Ct. 2353, 135 L.Ed.2d 874 (1996)); see also Perry v. Sindermann, 408 U.S. 593, 597, 92 S.Ct. 2694, 33 L.Ed.2d 570 (1972) ("[T]his Court has made clear that even though a person has no `right' to a valuable governmental benefit and even though the government may deny him the benefit for any number of reasons, ... [i]t may not deny a benefit to a person on a basis that infringes his constitutionally protected interests — especially, his interest in freedom of speech."). Thus, "[i]f [a] [p]laintiff can demonstrate that he was terminated on account of his political beliefs, then the fact that he was an at-will employee who could have been terminated for other permissible reasons is irrelevant to the ultimate question of [d]efendants' liability." Lane, 490 F.3d at 419-20.
The first step in assessing a patronage dismissal claim requires asking whether the plaintiff has produced sufficient evidence for a jury to find that he was discharged because of his political beliefs or affiliations. Lane, 490 F.3d at 419. If the plaintiff succeeds in making this prima facie showing, then the burden shifts to the defendant to demonstrate that the position falls within an exception to the rule against patronage dismissals. Id. Here, in granting summary judgment, the district court assumed arguendo that plaintiffs made out a prima facie case and that the actual duties performed or expected to be performed by plaintiffs were in keeping with those listed in the relevant Tennessee statutes.
The parties agreed that the position of county election commissioner held by defendants falls within category one of the McCloud equation. Defendants argued to the district court that plaintiffs' administrator position likewise fit within category
In this appeal, the parties reiterate their respective stances, but our review of the record leads us to affirm the district court's holding. As a preliminary matter, we note that some defendants argue that the plaintiffs/administrators from their counties were terminated for reasons other than political affiliation or voluntarily resigned. However, a genuine factual dispute exists as to whether plaintiffs' terminations were politically motivated and violated their constitutional rights. Viewing the facts in the light most favorable to plaintiffs on defendants' motions for summary judgment, plaintiffs have produced sufficient evidence to establish a prima facie case of patronage dismissal or — alleging in detail that they were informed that they would be terminated imminently because of their political affiliation and replaced with an individual who was a member or supporter of the Republican Party — constructive discharge.
Defendants are nonetheless entitled to summary judgment because, as the district court held, they have clearly met their burden of showing that the position of election administrator falls under the Elrod-Branti exception to patronage dismissals, thereby precluding plaintiffs' § 1983 claims.
We begin with defendants' argument, rejected by the district court, that the position of election administrator possesses the characteristics of a category-one position. As explained in McCloud:
McCloud, 97 F.3d at 1557 n. 30.
The McCloud court gave as an illustrative example of category one "a secretary of state given statutory authority over various state corporation law policies." Id. at 1557. Under the category one analysis, the focus is "on whether positions established in law are political in nature." Justice v. Pike Cnty. Bd. Of Educ., 348 F.3d 554, 560 (6th Cir.2003). See, e.g., Ray v. Davis, 528 Fed.Appx. 453, 459 (6th Cir. 2013) (holding that the position of county trustee was a category-one position because it was a "statutorily-created, elected position, vested with discretionary authority to carry out functions of political concern, including the collection, accounting, and distribution of state and county taxes."); Hoard v. Sizemore, 198 F.3d 205, 214 (6th Cir.1999) (holding that the position of county road foreman was inherently political and fell squarely within the category one); Collins v. Voinovich, 150 F.3d 575, 578 (6th Cir.1998) (holding that the executive director of the Ohio Lottery Commission fell within category one because it was a cabinet-level position named in state law and "charged with administering the [lottery] in accordance with the governor's mandate"); Mumford, 105 F.3d at 272-73 ("The inherent duties of an Ohio domestic relations court referee ... satisfy the strictures of categories one, two, and three, as Ohio law expressly assigns some
In Summe v. Kenton Cnty. Clerk's Office, 604 F.3d 257 (6th Cir.2010), we held that the elected position of county clerk, established by the Kentucky Constitution, was a category-one position, because it was an elected position with a four-year term and pursuant to state statute: "County Clerks are charged with enforcing the law regarding the issuance of licenses, the registration of voters and the running of elections, and the storage and maintenance of legal and governmental records. County Clerks presumably have discretionary authority regarding how to facilitate these numerous and varied duties." Summe, 604 F.3d at 267. Relative to this position, we deemed the chief deputy county clerk to be a category two post, because the deputy served at the behest of the county clerk, the duties were defined entirely by the clerk, and the role was one of confidential advisor who controlled lines of communication to the clerk and implemented a cross-training program which entailed political concerns. Id. at 267-68.
Here, in an effort to convince the district court that plaintiffs are category-one employees, defendants relied upon Summe, arguing that the position of election administrator is comparable to the chief county clerk in Summe. But the district court rejected this notion, stating,
The court's analogy is well taken. "Category two is constructed to recognize that it may be necessary to deny First Amendment protection not just to positions at the very top of any state administrative hierarchy, but in some cases to those occupying levels a bit farther down the hierarchy." McCloud, 97 F.3d at 1557 n. 31. An illustrative example of a category-two employee would be "a deputy secretary of labor in a state, to whom the secretary of labor has delegated the responsibility for crafting the department's annual proposed legislative agenda." Id. at 1557. "What distinguishes
"Other significant [indicators] are whether the administrative assistant functioned as a communicator on subjects not purely technical in nature, whether he had meaningful input into government decisionmaking on issues where there is room for principled disagreement on the goals or their implementations, and, more precisely, whether he had meaningful input into decisions on where and when, within his [district,] work was to be done." Rice, 14 F.3d at 1142 n. 9 (citations and internal quotation marks omitted); see also Elrod, 427 U.S. at 368, 96 S.Ct. 2673 ("In determining whether an employee occupies a policymaking position, consideration should also be given to whether the employee acts as an adviser or formulates plans for the implementation of broad goals.").
Accordingly, in Dixon v. Univ. of Toledo, 702 F.3d 269, 276 (6th Cir.2012), we held that an associate vice-president of human resources for a state university, who was responsible for recommending, implementing, and overseeing policy, and supervising other employees, was a category-two employee. And in Ray, 528 Fed. Appx. at 459-60, we deemed the position of business manager for a county trustee to be a category-two position, noting that the county trustee was a category-one employee to whom the business manager was responsible for facilitating the collection, accounting, and distribution of state and county taxes, preparing the personnel manual, supervising all employees in the office, presenting financial reports to the county commission, controlling the office bank account, and making budgetary decisions. See also Garvey v. Montgomery, 128 Fed.Appx. 453, 466 (6th Cir.2005) (administrative officer, who possessed broad authority to manage the central operations of the county recorder's office, was a category-two position); Hoard, 198 F.3d at 215-16 (assistant county road foreman, garage supervisor/purchasing agent, and senior citizens director were category-two positions).
The position of Tennessee administrator of elections neatly fits within the types of positions contemplated by our court as category-two positions, for the reasons articulated by the district court. Since the commissioners do not hold full-time positions, the statutes expressly provide that the administrator of elections is the "chief administrative officer of the commission" who is "responsible for the daily operations of the commission office and the execution of all elections." Tenn. Code Ann. §§ 2-12-116(a)(1), 2-12-201(a). By statute, numerous responsibilities of the commission are expressly delegated to the administrator. For instance, "upon the recommendation of the administrator," the commission is required to approve an annual budget, approve the purchase of voting equipment, and hire legal counsel if necessary to conduct the business of the commission. Tenn.Code Ann. § 2-12-116(a)(2)-(4). Thus, "the position is one to which a significant amount of the total discretionary authority available to category-one employees has been delegated." Summe, 604 F.3d at 266.
The comprehensive list of statutory duties of the administrator make it clear that the administrator must think independently, analyze information, formulate policies and procedures, advise the commission, and exercise considerable political discretion. Significantly, the administrator makes recommendations to the election
The administrator also maintains and oversees all fiscal matters, prepares the budget for the commissioners for their approval, and then presents the budget on behalf of the election commission to the county commission for funding. Tenn. Code Ann. §§ 2-12-201(a)(2), (a)(3), and (a)(8). Because "[m]oney consistently plays a very important role in politics ... budgetary decisions are among the most significant, and the most political, actions which government officials take." Blair, 76 F.3d at 100. "The efficient and orderly administration of a budget is an integral part of the budgetary process and certainly has key political implications and consequences." Id. The position of administrator is therefore of a nature that permits appointment determinations to take political affiliation into consideration under this court's precedents.
No doubt, administrators execute numerous clerical, administrative, and purely ministerial responsibilities. The administrator must requisition supplies, maintain voter registration files, conduct classes for poll workers, prepare election notices, compile and disseminate information to the public, and attend seminars. See Tenn. Code Ann. § 2-12-201(a). Plaintiffs cite several Tennessee Supreme Court opinions
Plaintiffs also assert that the position of administrator should be apolitical, arguing that "affiliation with a dominant political party [is not] a necessary requirement for the effective performance of the task of holding free and impartial elections." Appellant's Brief at p. 10. However, "the test is not whether party affiliation and support are essential to the effective performance of the public office involved; the test, under Branti, is whether these are `appropriate' requirements." Rice, 14 F.3d at 1142. In this vein, one court has aptly pointed out that the requirement of nonpartisanship for a comparable position of county elections manager is not determinative
In Soelter, a former county manager of records and elections in the state of Washington brought a wrongful discharge action under § 1983 against the county defendants, alleging that her discharge for political reasons violated the First and Fourteenth Amendments. The plaintiff claimed that she was dismissed by the newly-elected county executive, a Democrat, because she was a member of the Republican Party. Soelter, 931 F.Supp. at 742. The district court granted the defendants' motion for summary judgment, applying the Elrod-Branti exception to conclude that the manager's statutory duties and non-merit status "ma[de it] clear that political affiliation, or more specifically commonality of political purpose and support, is an appropriate requirement for the position." Id. at 745. The court explained:
Id. at 745-47 (citation and internal quotation marks omitted); see also Millus v. D'Angelo, 224 F.3d 137, 138 (2d Cir.2000) (per curiam) (holding that the plaintiffs' position as elections day operations coordinator, employed by the city board of elections, was one of political patronage and thus was not entitled to First Amendment protection).
This rationale is applicable to the present analogous position and reinforces the district court's conclusion in the present case that political affiliation is a permissible consideration in selecting an elections administrator under Tennessee law. As noted, the election commission, as the appointing entity, is selected entirely based on political factors. Control of the election commission was designed by the Tennessee legislature to change periodically in order to give the "majority" party complete practical control of the state and county election commissions. As defendants argue, prohibiting the majority party from taking party affiliation into account when selecting its chief administrator, especially following a flip in majority status as happened here, could cause substantial friction and administrative upset between commissioners and the administrator. The entire operation of the election commission is a matter of political concern where the party in power is granted, by statute, control over the management of local elections in a manner that the majority political party believes best comports with the requirements of the law. Consequently, all of the identified duties of the administrator that involve policy matters are matters of political concern. Under these circumstances, as the district court concluded, it is appropriate to allow the county election commissions that are politically appointed to take into consideration political party affiliation for the purpose of selecting their chief administrative officer. Therefore, we hold that the district court did not err in determining that the inherent responsibilities of an election administrator constituted a policymaking position that falls within category two of the McCloud analysis.
As the district court found, plaintiffs' position also fits with reasonable certainty within the contours of a category-three position. "Category three is formulated to comport with the discussion in Branti indicating that a state governor may `believe that the official duties of various assistants who help him write speeches, explain his views to the press, or communicate with the legislature cannot be performed effectively unless those persons share his political beliefs and party commitments.'" McCloud, 97 F.3d at 1557 n. 32 (quoting Branti, 445 U.S. at 518, 100 S.Ct. 1287). "This category also includes those who control the lines of communication to category one or category two position-holders," id., and "is concerned with this type of employee's access to confidential, political information transmitted to the policymaker, which requires political loyalty." Sowards, 203 F.3d at 437.
Latham v. Office of Att'y Gen. of State of Ohio, 395 F.3d 261, 268-69 (6th Cir.2005).
Because the position of Tennessee administrator of elections is a position for which political affiliation is a permissible requirement for the effective performance of that public office, the district court properly granted summary judgment in favor of defendants on the ground that plaintiffs were lawfully subject to patronage dismissal.
For the foregoing reasons, we affirm the judgment of the district court.
CLAY, Circuit Judge, dissenting.
I respectfully dissent. Tennessee law concerning the position of county election administrator, in my view, compels a conclusion that the position is not one for which political loyalty is an appropriate requirement. First, county election administrators serve multi-member commissions that, by statutory design, include members of both the majority and the minority political parties. Second, contrary to the majority, I conclude that the duties assigned to the county administrators by statute do not involve significant policymaking discretion, and that the position is not otherwise suited to classification as category two under the McCloud framework. McCloud v. Testa, 97 F.3d 1536, 1557 (6th Cir.1996). Third, because the administrator is not in a confidential relationship with the county election commission,
The majority takes as its point of departure the apparent agreement of the parties that the position of county election commissioner falls within category one of the McCloud scheme. Maj. Op. at 343. This classification appears to be inescapably flawed, and the majority errs by uncritically relying on the parties' stipulation on this point of law. Neuens v. City of Columbus, 303 F.3d 667, 670 (6th Cir.2002) ("`Parties may not stipulate to the legal conclusions to be reached by the court.'") (quoting TI Fed. Credit Union v. DelBonis, 72 F.3d 921, 928 (1st Cir.1995)).
Under McCloud, category one comprises positions named by law "to which discretionary authority with respect to the enforcement of that law or the carrying out of some other policy of political concern is granted." 97 F.3d at 1557. Under Tennessee law, county election commissioners do not enjoy discretion or policymaking authority sufficiently robust to meet this test. For a century, the Tennessee Supreme Court has repeatedly held that the authority of county election commissions is ministerial, rather than discretionary, in nature.
Nor does an examination of their statutory duties support a conclusion that Tennessee county election commissions enjoy a significant degree of "discretionary authority with respect to ... [some] policy of political concern." McCloud, 97 F.3d at 1557 (defining category one). These duties are in large part detailed and mandatory, comprising tasks such as certifying and canvassing voting machines, certifying election results, sealing absentee ballot boxes, and keeping minutes of all commission meetings. Tenn.Code Ann. § 2-12-116(6), (8), (11), (12). Even in the performance of duties that arguably entail some degree of discretion, such as purchasing voting machines or hiring an election administrator, the commission must adhere to detailed standards spelled out in statute or regulation. See, e.g., Tenn.Code Ann. §§ 2-9-101, 2-9-110, 2-9-117 (setting
If the discretionary authority of the commission is narrow, the discretion enjoyed by any single county election commissioner with regard to these duties is necessarily even more limited, with the added hurdle of obtaining the concurrence of at least two other commissioners to act as a majority. Indeed, McCloud's category one is a poor fit for a multi-member public body, particularly one that, by statute, is composed of appointees representing both the majority and the minority parties. Tenn.Code Ann. § 2-12-103(a). If the majority opinion is to be believed, the commissioners representing the minority in fact have no discretionary authority at all, because "complete practical control" has been granted to commissioners from the majority party. Maj. Op. at 349.
Instead, commissioners are more appropriately classified as category four officials under McCloud. That category covers "positions that are part of a group of positions filled by balancing out political party representation." McCloud, 97 F.3d at 1557. As this Court explained in McCloud, this fourth category was "formulated to accommodate the example given in Branti that an election judge could be dismissed without violating the First Amendment where state law requires that one election judge be a Democrat and the other a Republican" — a pertinent example for this case. Id. at 1557, n. 33 (citing Branti, 445 U.S. at 518, 100 S.Ct. 1287). Although the majority interprets Tennessee's statutory system as designed to give control to the majority party, the same statutory framework just as plainly requires representation of the minority party. Moreover, an intention to moderate majority control with some amount of balance between the parties is reflected in § 2-12-105, which requires each county election commission to select a chair and a secretary of opposing parties.
The proper categorization of county election commissioners is not a matter of idle interest. The majority relies substantially on the relationship between the administrator and the commission, emphasizing that numerous duties of the commission are delegated to the administrator and that the commission in many instances acts on the recommendation of the administrator. Maj. Op. at 346 (citing Supreme, 604 F.3d at 266 ("the position is one to which a significant amount of the total discretionary authority available to category-one employees has been delegated.")). But the parties' agreement that commissioners are category one officials cannot create discretion on issues of political importance where the discretion does not otherwise exist.
I do, however, agree that the relationship between the administrator and the commissioners is important in determining whether the position falls within the Elrod-Branti exception to First Amendment protection against dismissal based on perceived
Directly analyzing the statutory duties of the administrator leaves me still unable to agree with the majority that the position may be appropriately classified as category two under the McCloud framework. The bulk of the administrator's duties are ministerial and administrative in nature, covering such matters as purchasing supplies, maintaining voter registration files and campaign disclosure records, providing for the instruction of poll workers, and maintaining fiscal records. § 2-12-201(a).
The majority heavily emphasizes the administrator's role in assisting with apportionment and redistricting processes, as well as the administrator's responsibility to set precinct locations, precinct boundaries, and early voting sites. As to apportionment and redistricting, the administrator's role should not be overstated: the relevant voting boundary lines are proposed and drawn by the General Assembly or by the legislative bodies of other pertinent units of government. See Tenn. Const., Art. II, § 4; Tenn.Code Ann. §§ 3-1-102, 3-1-103 (general assembly shall set state senatorial and representative districts); Tenn. Const., Art. VII, § 1; Tenn.Code Ann. § 5-1-111 (county legislative bodies shall reapportion their districts every ten years). The political considerations of drawing electoral boundaries — considerations that are of course subject to constitutional limits — are primarily and significantly the responsibility of the political bodies drawing those boundaries. It bears remembering that some of the local governmental units turning to the administrator for assistance in the apportionment process may well be controlled by the party that is in the minority at the state level. It is therefore unsurprising that, as Plaintiffs attest in their affidavits, the role of county election administrators in this process is historically confined to supplying information regarding the number of eligible voters in relevant areas.
The administrators' responsibility in developing plans regarding precinct boundaries and the selection of polling places also falls short of vesting the position with material discretionary authority. The majority opinion does not articulate how these decisions concern issues allowing for principled disagreement on policy goals or implementation, but the brief of one set of Defendants is more forthcoming:
Dennis et al. Defs.' Br. at 25. Dirty tricks and voter suppression (whose constitutionality
Nor do county election administrators' budgetary responsibilities meaningfully support a category two designation. Plaintiffs' affidavits regarding their responsibilities explain that they had "no discretionary authority" in performing this duty. (See, e.g., R. 250, Zehner Affidavit.) As they explain, "A county election budget is simply a prediction of expense for the next fiscal year based upon experience from prior elections," derived from objective inputs like the number of polling places. (Id.) The county election commission then must approve the budget, of course subject to any amendment desired by a majority of the election commissioners, then submit it to the county governing body for approval. Administrators' role in this process is not particularly significant, nor, in contrast to the plaintiff in Blair v. Meade, 76 F.3d 97, 100-101 (6th Cir.1996), do they directly advise those ultimately responsible for making the political decisions regarding how to balance the funding needs of different functions of county government.
The majority's remaining arguments are unconvincing. Application of the presumption that a non-civil service position is subject to patronage dismissal cannot overcome the fact that administrators simply do not meet the requirements of McCloud category two. Nor is the reasoning of Soelter v. King County, 931 F.Supp. 741 (W.D.Wash.1996) persuasive. The elections manager at issue in that case appeared to enjoy significantly more policymaking responsibility, for example, in determining the "manner in which county or local elections are conducted," determining "in some cases, whether special elections will be conducted" at all, and lobbying and drafting official legislation as a representative of the county executive. 931 F.Supp. at 745-46. McConnell v. Adams, 829 F.2d 1319 (4th Cir.1987) is a much better guide for the present case. There, the Fourth Circuit held that a position comparable to a county election administrator was protected from patronage dismissal where the statute required "certain political party affiliation for members of electoral boards," but not for the registrars, and it did not appear that "political party affiliation would either enhance or detract from a registrar's job performance." Id. at 1324. The court explained that "[w]hile the Virginia statutory scheme may facilitate political patronage in the appointment of registrars, this alone does not satisfy the Branti standard. Party affiliation must be more than a matter of convenience; it must be an appropriate requirement for the position." Id.
In sum, the duties of the administrators do not entail the type of discretionary authority that under McCloud's category two renders political affiliation with the reigning party on the commission an appropriate qualification for office.
Finally, county election administrators cannot reasonably be considered category
An official serving a multi-member commission composed of representatives from opposing political parties cannot be presumed to occupy a position of confidential trust in a manner analogous to category one officials and their chief deputies or staff advisors. In some cases, other facts may establish confidentiality, such as the lawyer-client relationship between a city attorney and the city council. No such extenuating circumstances are applicable here. Therefore, I cannot agree with the majority that Plaintiffs were subject to patronage dismissal as category three employees.
Because county election administrators enjoy neither the discretionary authority on issues of political importance nor the confidential relationship with their commissions that would render them exempt from First Amendment protections, I would reverse the district court's grant of summary judgment. Additionally, because the McCloud categories were clearly established as the framework guiding application of the Elrod-Branti exception in this circuit, and because the reasoning above regarding their duties is an uncomplicated application of McCloud, I would also reverse the grant of qualified immunity.